Findlay, Paul (SFC:AWU885)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2011-03-01 | 2013-06-20 | Rep | Dealing in securities | 2011-03-01 | 2013-06-20 | Rep | Advising on futures contracts | 2011-03-01 | 2015-07-23 | Rep | Dealing in futures contracts | 2011-03-01 | 2015-07-23 | RO | Advising on securities | 2013-06-20 | 2015-07-23 | RO | Dealing in securities | 2013-06-20 | 2015-07-23 |
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