Fong, Yuk Yin 方玉燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2009-04-30 | 2011-02-07 |
| 2 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2019-09-02 | 2020-01-28 | Rep | Advising on securities | 2019-09-24 | 2020-01-28 | Rep | Automated trading services | 2019-09-24 | 2020-01-28 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-04-04 | 2015-09-14 | Rep | Advising on securities | 2011-04-04 | 2015-09-14 | Rep | Dealing in futures contracts | 2011-04-04 | 2015-09-14 | Rep | Dealing in securities | 2011-04-04 | 2015-09-14 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-10-14 | 2019-09-01 | Rep | Dealing in securities | 2015-10-14 | 2019-09-01 |
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