Geng, Wen (SFC:AWC781)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Dymon Asia Capital (HK) Limited | Rep | Asset management | 2016-09-05 | 2020-10-08 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2010-11-01 | 2015-05-18 | Rep | Advising on securities | 2010-11-01 | 2015-05-18 | Rep | Dealing in futures contracts | 2010-11-01 | 2015-05-18 | Rep | Dealing in securities | 2010-11-01 | 2015-05-18 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-06-25 | 2016-01-22 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-06-25 | 2016-01-22 | Rep | Dealing in securities | 2015-06-25 | 2016-01-22 |
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