Gladstone, Thomas Xenophon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-01-02 | 2016-02-15 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2013-01-02 | 2014-05-21 | RO | Dealing in securities | 2014-05-21 | 2019-04-16 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Automated trading services | 2003-07-24 | 2003-12-02 | Rep | Advising on securities | 2003-07-24 | 2012-03-20 | Rep | Dealing in securities | 2003-07-24 | 2012-03-20 |
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