Haas, Gregory Harold
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2010-03-10 | 2018-10-02 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2010-03-10 | 2016-09-27 |
| 3 | BFAM Partners (Hong Kong) Limited | Rep | Asset management | 2022-07-05 | 2022-11-01 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 2023-02-27 |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2008-11-14 | 2010-02-18 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-11-14 | 2010-02-18 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 2010-03-01 | 2018-10-02 | Merrill Lynch Far East Limited | Rep | 2021-02-24 | 2022-02-28 |
| 6 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-11-14 | 2010-02-18 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 2010-03-01 | 2016-09-27 | Merrill Lynch (Asia Pacific) Limited | Rep | 2021-02-24 | 2022-02-28 | Merrill Lynch Far East Limited | Rep | 2021-02-24 | 2022-02-28 |
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