Haas, Gregory Harold

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SG SECURITIES (HK) LIMITED Rep Automated trading services 2008-11-14 2010-02-18
2 SG SECURITIES (HK) LIMITED Rep Dealing in futures contracts 2008-11-14 2010-02-18
3 SG SECURITIES (HK) LIMITED Rep Dealing in securities 2008-11-14 2010-02-18
4 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Dealing in securities 2010-03-01 2016-09-27
5 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Dealing in futures contracts 2010-03-01 2018-10-02
6 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on securities 2010-03-10 2016-09-27
7 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on futures contracts 2010-03-10 2018-10-02
8 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2021-02-24 2022-02-28
9 Merrill Lynch Far East Limited Rep Dealing in futures contracts 2021-02-24 2022-02-28
10 Merrill Lynch Far East Limited Rep Dealing in securities 2021-02-24 2022-02-28
11 BFAM Partners (Hong Kong) Limited Rep Asset management 2022-07-05 2022-11-01
12 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Rep Asset management 2023-02-27

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