Hazarika, Anupom
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2021-10-11 | 2022-09-19 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-03-10 | 2015-03-18 | Rep | Advising on securities | 2011-03-10 | 2015-03-18 | Rep | Dealing in futures contracts | 2011-03-10 | 2015-03-18 | Rep | Dealing in securities | 2011-03-10 | 2015-03-18 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2011-03-10 | 2012-05-23 | Rep | Dealing in securities | 2011-03-10 | 2012-05-23 | Rep | Advising on securities | 2013-05-15 | 2015-03-18 | Rep | Dealing in securities | 2013-05-15 | 2015-03-18 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-04-30 | 2021-07-16 |
| 5 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2015-04-30 | 2021-07-16 | Rep | Dealing in futures contracts | 2015-04-30 | 2021-07-16 | Rep | Dealing in securities | 2015-04-30 | 2021-07-16 |
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