Lam, Cynthia Wan Yee 林蘊怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2020-10-21 | Rep | Dealing in securities | 2020-10-21 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-08-21 | 2011-05-09 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-08-21 | 2011-05-09 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-10-12 | 2020-04-30 | Rep | Advising on securities | 2019-02-20 | 2020-04-30 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2011-08-08 | 2013-08-19 | Rep | Dealing in securities | 2011-08-08 | 2013-08-19 |
| 6 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2003-06-27 | Rep | Advising on securities | 2003-06-27 | Rep | Automated trading services | 2003-06-27 | Rep | Dealing in securities | 2003-06-27 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-02-27 | 2016-09-03 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-12-30 | 2005-09-03 |
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