Lau, Kan Wah 劉勤華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on futures contracts | 2008-09-09 | 2009-11-23 | Rep | Advising on securities | 2008-09-09 | 2009-11-23 | Rep | Dealing in futures contracts | 2008-09-09 | 2009-11-23 | Rep | Dealing in securities | 2008-09-09 | 2009-11-23 |
| 2 | Core Securities Company Limited (The) | Rep | Advising on securities | 2018-10-24 | 2019-04-08 | Rep | Asset management | 2018-10-24 | 2019-04-08 | Rep | Dealing in securities | 2018-10-24 | 2019-04-08 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | Rep | Asset management | 2003-12-02 | Rep | Automated trading services | 2003-12-02 | Rep | Advising on securities | 2012-11-09 | Rep | Dealing in securities | 2012-11-09 | Rep | Advising on futures contracts | 2003-12-06 | 2012-11-09 | Rep | Dealing in futures contracts | 2003-12-06 | 2012-11-09 |
| 4 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Asset management | 2003-12-03 | Rep | Automated trading services | 2003-12-03 | Rep | Advising on futures contracts | 2003-12-06 | Rep | Dealing in futures contracts | 2003-12-06 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2003-12-03 | Rep | Asset management | 2003-12-03 | Rep | Automated trading services | 2005-02-15 | Rep | Advising on securities | 2012-11-09 | Rep | Dealing in securities | 2012-11-09 |
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