Lau, Kan Wah 劉勤華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | |
2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Asset management | 2003-12-02 | |
3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Automated trading services | 2003-12-02 | |
4 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Asset management | 2003-12-03 | |
5 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Automated trading services | 2003-12-03 | |
6 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2003-12-03 | |
7 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Asset management | 2003-12-03 | |
8 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2003-12-06 | |
9 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2003-12-06 | |
10 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Automated trading services | 2005-02-15 | |
11 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2012-11-09 | |
12 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-11-09 | |
13 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2012-11-09 | |
14 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2012-11-09 | |
15 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-12-06 | 2012-11-09 |
16 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-06 | 2012-11-09 |
17 | BEAR STEARNS ASIA LIMITED | Rep | Advising on futures contracts | 2008-09-09 | 2009-11-23 |
18 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2008-09-09 | 2009-11-23 |
19 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-09-09 | 2009-11-23 |
20 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2008-09-09 | 2009-11-23 |
21 | Core Securities Company Limited (The) | Rep | Advising on securities | 2018-10-24 | 2019-04-08 |
22 | Core Securities Company Limited (The) | Rep | Asset management | 2018-10-24 | 2019-04-08 |
23 | Core Securities Company Limited (The) | Rep | Dealing in securities | 2018-10-24 | 2019-04-08 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy