Lau, Desmond On Ching 劉安正
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-02-07 | 2022-09-01 | Rep | Advising on securities | 2007-02-07 | 2022-09-01 | Rep | Dealing in futures contracts | 2007-02-07 | 2022-09-01 | Rep | Dealing in securities | 2007-02-07 | 2022-09-01 | RO | Advising on futures contracts | 2022-09-01 | RO | Advising on securities | 2022-09-01 | RO | Dealing in futures contracts | 2022-09-01 | RO | Dealing in securities | 2022-09-01 |
| 2 | Macquarie Asia Securities Limited | Rep | Dealing in futures contracts | 2006-03-20 | 2007-01-13 |
| 3 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Dealing in securities | 2005-10-21 | 2007-01-13 |
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