Lau, Velda 劉慧德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on futures contracts | 2008-07-25 | 2009-11-23 | Rep | Advising on securities | 2008-07-25 | 2009-11-23 | Rep | Dealing in futures contracts | 2008-07-25 | 2009-11-23 | Rep | Dealing in securities | 2008-07-25 | 2009-11-23 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-07-03 | 2012-07-19 | Rep | Advising on securities | 2007-07-03 | 2012-07-19 | Rep | Dealing in futures contracts | 2007-07-03 | 2012-07-19 | Rep | Dealing in securities | 2007-07-03 | 2012-07-19 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2010-06-23 | 2011-04-06 | Rep | Dealing in securities | 2010-06-23 | 2011-04-06 |
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