Leung, Lydia Kit Ling 梁潔靈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-04-14 | 2012-06-07 | Rep | Advising on securities | 2011-04-14 | 2012-06-07 | Rep | Dealing in futures contracts | 2011-04-14 | 2012-06-07 | Rep | Dealing in securities | 2011-04-14 | 2012-06-07 | Rep | Dealing in securities | 2013-06-25 | 2013-07-05 | Rep | Advising on futures contracts | 2013-07-29 | Rep | Dealing in futures contracts | 2013-07-29 | Rep | Advising on securities | 2013-07-29 | 2016-10-04 | Rep | Dealing in securities | 2013-07-29 | 2016-10-04 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2007-07-11 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-10-10 | 2010-04-10 |
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