Li, Yuen Shan (SFC:AEC896) 李婉珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2003-12-05 | 2004-03-08 | RO | Dealing in futures contracts | 2004-03-08 | 2006-04-28 | RO | Advising on futures contracts | 2006-02-07 | 2006-04-28 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2003-12-05 | 2004-03-08 | RO | Dealing in securities | 2004-03-08 | 2006-04-28 | RO | Advising on securities | 2005-05-25 | 2006-04-28 | Rep | Dealing in securities | 2006-04-28 | 2006-05-30 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-06-14 | 2023-06-27 | Rep | Advising on securities | 2007-04-24 | 2023-06-27 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy