Mou, Newman Siu Bun 繆肇彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2005-03-24 | |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2005-03-24 | |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Asset management | 2005-03-24 | |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-06-15 | |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2006-08-14 | 2013-01-31 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-08-14 | 2013-01-31 |
| 7 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2013-05-20 | 2015-12-16 |
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