Paolucci, Nicholas Giovanni 跑萬年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2005-03-03 | 2006-07-01 | Rep | Dealing in securities | 2005-03-03 | 2006-07-01 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2006-07-17 | 2014-03-16 | Rep | Dealing in securities | 2006-07-17 | 2014-03-16 | Rep | Advising on futures contracts | 2012-08-17 | 2014-03-16 | Rep | Dealing in futures contracts | 2012-08-17 | 2014-03-16 | Rep | Advising on futures contracts | 2014-03-24 | 2019-09-30 | Rep | Dealing in futures contracts | 2014-03-24 | 2019-09-30 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2021-06-09 | 2021-07-05 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2021-06-09 | 2021-07-05 | Rep | Dealing in securities | 2021-06-09 | 2021-07-05 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy