Pau, Matthew Haw Ming 鮑浩銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-05-26 | 2015-11-25 | Rep | Advising on securities | 2005-05-26 | 2015-11-25 | Rep | Dealing in futures contracts | 2005-05-26 | 2015-11-25 | Rep | Dealing in securities | 2005-05-26 | 2015-11-25 | RO | Advising on securities | 2015-11-25 | 2016-11-09 | RO | Dealing in securities | 2015-11-25 | 2016-11-09 | RO | Advising on futures contracts | 2015-11-25 | 2019-10-15 | RO | Dealing in futures contracts | 2015-11-25 | 2019-10-15 | Rep | Advising on futures contracts | 2019-10-15 | 2021-03-15 | Rep | Dealing in futures contracts | 2019-10-15 | 2021-03-15 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2021-07-22 | 2022-01-25 | RO | Dealing in securities | 2022-01-25 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2021-07-02 | 2022-01-25 | Rep | Dealing in securities | 2021-07-22 | 2022-01-25 | RO | Dealing in futures contracts | 2022-01-25 | RO | Dealing in securities | 2022-01-25 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy