Pracey-Smith, Robert Dowden
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2023-09-19 | Rep | Advising on securities | 2023-09-19 | Rep | Asset management | 2023-09-19 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2007-10-10 | 2016-10-06 | Rep | Dealing in securities | 2007-10-10 | 2016-10-06 | Rep | Advising on futures contracts | 2007-10-10 | 2021-04-26 | Rep | Dealing in futures contracts | 2007-10-10 | 2021-04-26 |
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