Sethia, Abhijay
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-08-15 | 2014-03-16 | Rep | Advising on securities | 2011-08-15 | 2014-03-16 | Rep | Dealing in futures contracts | 2011-08-15 | 2014-03-16 | Rep | Dealing in securities | 2011-08-15 | 2014-03-16 | Rep | Advising on futures contracts | 2014-03-28 | 2015-03-25 | Rep | Dealing in futures contracts | 2014-03-28 | 2015-03-25 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2011-08-15 | 2012-06-18 | Rep | Dealing in securities | 2011-08-15 | 2012-06-18 |
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