Shoen, Esben Leonard Berg
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2021-12-16 | |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-05-15 | 2010-04-20 | Rep | Advising on securities | 2007-05-15 | 2010-04-20 | Rep | Dealing in futures contracts | 2007-05-15 | 2010-04-20 | Rep | Dealing in securities | 2007-05-15 | 2010-04-20 | Rep | Advising on futures contracts | 2011-03-01 | 2012-08-01 | Rep | Advising on securities | 2011-03-01 | 2012-08-01 | Rep | Dealing in futures contracts | 2011-03-01 | 2012-08-01 | Rep | Dealing in securities | 2011-03-01 | 2012-08-01 | Rep | Advising on futures contracts | 2017-06-21 | 2021-08-17 | Rep | Dealing in futures contracts | 2017-06-21 | 2021-08-17 | Rep | Advising on securities | 2018-10-26 | 2021-07-22 | Rep | Dealing in securities | 2018-10-26 | 2021-07-22 |
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