Wong, Claudio 王久昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-08-09 | 2009-11-23 | Rep | Dealing in securities | 2007-08-09 | 2009-11-23 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-05 | Rep | Dealing in securities | 2008-06-05 | 2016-10-06 | Rep | Advising on futures contracts | 2008-06-24 | Rep | Advising on securities | 2008-06-24 | 2016-10-06 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-03-21 | 2007-05-24 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-03-21 | 2007-05-24 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-03-21 | 2007-05-24 |
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