Woodrow, Stephen Lawrence
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in securities | 2008-03-17 | 2009-11-23 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-18 | 2013-11-04 | Rep | Advising on securities | 2008-07-14 | 2013-11-04 | Rep | Advising on futures contracts | 2009-06-15 | 2013-11-04 | Rep | Dealing in futures contracts | 2009-06-15 | 2013-11-04 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2014-06-20 | 2016-07-29 |
| 4 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-06-20 | 2016-04-29 | Rep | Dealing in securities | 2014-06-20 | 2016-04-29 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2016-02-01 | 2023-09-29 | Rep | Dealing in securities | 2016-02-01 | 2023-09-29 |
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