Zhang, Ningxiang (SFC:APZ631) 章宁翔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HZ CAPITAL LIMITED (HK) | RO | Advising on futures contracts | 2015-03-26 | 2017-07-31 | RO | Advising on securities | 2015-03-26 | 2017-07-31 | RO | Asset management | 2015-03-26 | 2017-07-31 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2007-11-15 | 2012-11-30 | Rep | Advising on securities | 2007-11-15 | 2012-11-30 | Rep | Dealing in futures contracts | 2007-11-15 | 2012-11-30 | Rep | Dealing in securities | 2007-11-15 | 2012-11-30 |
| 3 | Regent Capital Management Limited | RO | Asset management | 2021-03-18 | 2022-05-23 |
| 4 | Thoth Investment Management Limited | Rep | Asset management | 2017-09-26 | 2017-10-26 | RO | Asset management | 2017-10-26 | 2020-12-18 |
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