Ng, Kester Shing Joe 吳繩祖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on corporate finance | 2007-09-20 | 2013-04-04 | RO | Advising on securities | 2007-09-20 | 2013-04-04 | RO | Dealing in securities | 2007-09-20 | 2013-04-04 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-03-23 | Rep | Advising on corporate finance | 2006-05-26 | Rep | Advising on securities | 2006-05-26 | Rep | Dealing in securities | 2006-05-26 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-05-19 | 2006-05-26 | Rep | Advising on securities | 2005-05-19 | 2006-05-26 | Rep | Dealing in securities | 2005-05-19 | 2006-05-26 |
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