Crosbie-Walsh, Gordon Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Vered Securities Limited | Rep | Dealing in securities | 2020-05-20 | 2020-07-10 | RO | Advising on corporate finance | 2020-07-10 | 2020-08-11 | RO | Advising on securities | 2020-07-10 | 2020-08-11 | RO | Dealing in securities | 2020-07-10 | 2020-08-11 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2006-07-31 | Rep | Dealing in securities | 2006-07-31 |
| 3 | Equities First Holdings Hong Kong Limited | Rep | Dealing in securities | 2020-08-27 | 2020-10-21 | RO | Dealing in securities | 2020-10-21 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2010-08-06 | 2013-06-26 | Rep | Advising on securities | 2010-08-06 | 2013-06-26 | Rep | Dealing in securities | 2010-08-06 | 2013-06-26 |
| 5 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2013-09-19 | 2015-08-12 | Rep | Advising on securities | 2013-09-19 | 2015-08-12 | Rep | Dealing in securities | 2013-09-19 | 2015-08-12 | RO | Advising on corporate finance | 2015-08-12 | 2018-12-07 | RO | Advising on securities | 2015-08-12 | 2018-12-07 | RO | Dealing in securities | 2015-08-12 | 2018-12-07 |
| 6 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-09-03 | 2020-04-23 |
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