Tay, Francis Chien Thuan 鄭振傳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-04-07 | 2016-10-12 | Rep | Dealing in securities | 2014-04-07 | 2016-10-12 |
| 2 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | Rep | Advising on securities | 2012-11-14 | 2013-08-05 | Rep | Asset management | 2012-11-14 | 2013-08-05 | Rep | Dealing in securities | 2012-11-14 | 2013-08-05 | RO | Advising on securities | 2013-08-05 | 2014-04-30 | RO | Asset management | 2013-08-05 | 2014-04-30 | RO | Dealing in securities | 2013-08-05 | 2014-04-30 | Rep | Advising on securities | 2016-10-12 | 2017-02-22 | Rep | Asset management | 2016-10-12 | 2017-02-22 | Rep | Dealing in securities | 2016-10-12 | 2017-02-22 | RO | Advising on securities | 2017-02-22 | 2018-08-08 | RO | Asset management | 2017-02-22 | 2018-08-08 | RO | Dealing in securities | 2017-02-22 | 2018-08-08 |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2010-09-24 | 2011-12-07 | Rep | Dealing in securities | 2010-09-24 | 2011-12-07 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-06-05 | 2008-11-20 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2007-06-05 | 2008-11-20 |
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