Wang, Chen (SFC:AKO788) 黃倩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Alpha Nova Capital Management Limited | Rep | Advising on corporate finance | 2004-07-30 | 2007-03-07 | Rep | Advising on securities | 2004-07-30 | 2007-03-07 | Rep | Asset management | 2004-07-30 | 2007-03-07 | RO | Advising on corporate finance | 2007-03-07 | 2009-12-31 | RO | Advising on securities | 2007-03-07 | 2012-01-02 | RO | Asset management | 2007-03-07 | 2012-01-02 |
2 | Brightus Management Limited | RO | Advising on securities | 2023-03-30 | RO | Asset management | 2023-03-30 |
3 | C-Lab Investments Limited | RO | Advising on securities | 2021-10-15 | 2022-05-20 | RO | Asset management | 2021-10-15 | 2022-05-20 | RO | Dealing in securities | 2021-10-15 | 2022-05-20 |
4 | CIAM Capital Management Limited | Rep | Advising on securities | 2012-05-08 | 2012-06-04 | Rep | Asset management | 2012-05-08 | 2012-06-04 | RO | Advising on securities | 2012-06-04 | 2017-06-30 | RO | Asset management | 2012-06-04 | 2017-06-30 |
5 | Tamar Alliance Capital Limited | RO | Advising on securities | 2018-08-17 | 2020-12-13 | RO | Asset management | 2018-08-17 | 2020-12-13 |
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