Poon, Louis Lok Ming 潘樂鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allfunds Hong Kong Limited | RO | Advising on securities | 2020-03-25 | 2021-10-30 | RO | Dealing in securities | 2020-03-25 | 2021-10-30 |
| 2 | BLS Capital Limited | Rep | Asset management | 2023-11-29 | RO | Advising on securities | 2024-03-05 |
| 3 | FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-09-03 | Rep | Advising on securities | 2003-09-03 | Rep | Asset management | 2003-09-03 | Rep | Dealing in securities | 2004-03-24 |
| 4 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2011-05-18 | 2011-07-26 | Rep | Dealing in securities | 2011-05-18 | 2011-07-26 | RO | Advising on securities | 2011-07-26 | 2014-01-30 | RO | Dealing in securities | 2011-07-26 | 2014-01-30 |
| 5 | NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED | Rep | Advising on securities | 2004-03-31 | 2006-10-23 | Rep | Asset management | 2004-03-31 | 2007-03-31 | RO | Advising on securities | 2006-10-23 | 2008-05-23 | RO | Dealing in securities | 2007-02-13 | 2008-05-23 |
| 6 | Robeco Hong Kong Limited | Rep | Advising on securities | 2008-06-13 | 2011-05-03 | Rep | Dealing in securities | 2008-06-13 | 2011-05-03 |
| 7 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2015-02-10 | 2016-06-25 | Rep | Asset management | 2015-02-10 | 2016-06-25 |
| 8 | TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2019-05-16 | 2019-07-19 | Rep | Asset management | 2019-05-21 | 2019-07-19 |
| 9 | VTB Capital Hong Kong Limited | Rep | Advising on securities | 2016-11-14 | 2018-01-22 | Rep | Dealing in securities | 2016-11-14 | 2018-01-22 | RO | Advising on securities | 2018-01-22 | 2018-07-25 | RO | Dealing in securities | 2018-01-22 | 2018-07-25 | Rep | Advising on securities | 2018-07-26 | 2019-03-29 | Rep | Dealing in securities | 2018-07-26 | 2019-03-29 |
| 10 | ZHONGCAI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-06-10 | 2014-07-18 | Rep | Dealing in securities | 2014-06-10 | 2014-07-18 | RO | Advising on securities | 2014-07-18 | 2014-08-14 | RO | Dealing in securities | 2014-07-18 | 2014-08-14 |
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