Ku, Josef Shing Ho 顧承浩

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2012-02-24 2012-10-13
2 Janus Henderson Investors Hong Kong Limited Rep Advising on corporate finance 2005-01-31
Rep Asset management 2005-01-31
Rep Advising on securities 2006-06-12
Rep Dealing in securities 2006-06-12
Rep Advising on securities 2006-08-31 2011-10-03
Rep Dealing in securities 2006-08-31 2011-10-03

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