Malhotra, Ashwan Kumar
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-05-15 | Rep | Asset management | 2004-05-15 | Rep | Dealing in futures contracts | 2005-09-22 | RO | Dealing in futures contracts | 2005-09-22 | 2013-06-11 |
| 2 | Jefferies Hong Kong Limited | RO | Dealing in futures contracts | 2012-10-11 | 2015-08-31 |
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