Alexander, Michael Lewis
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-12-22 | 2005-02-01 | RO | Dealing in futures contracts | 2005-02-01 | 2005-08-04 | Rep | Dealing in futures contracts | 2005-08-04 | 2010-07-19 |
| 2 | CLSA LIMITED | Rep | Dealing in securities | 2004-12-22 | 2005-02-01 | RO | Dealing in securities | 2005-02-01 | 2005-08-04 | Rep | Dealing in securities | 2005-08-04 | 2010-07-19 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-16 | Rep | Dealing in securities | 2004-11-16 |
| 4 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2010-10-15 | 2011-01-13 | RO | Dealing in securities | 2011-01-13 | 2018-06-15 |
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