Ju, Yansu Christie 居燕蘇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Vered Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2016-09-30 | 2017-01-15 | Rep | Asset management | 2016-09-30 | 2017-01-15 |
| 2 | CITIC FRONTIER CHINA RESEARCH LIMITED | Rep | Advising on securities | 2004-10-14 | 2005-03-21 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2010-11-10 | 2011-09-15 | Rep | Dealing in securities | 2010-11-10 | 2012-11-20 | RO | Advising on securities | 2011-09-15 | 2015-09-29 |
| 4 | KGI ASIA LIMITED | Rep | Advising on securities | 2021-09-27 | 2022-04-30 |
| 5 | KGI Asset Management Limited | Rep | Advising on securities | 2021-09-27 | 2022-04-30 | Rep | Asset management | 2021-09-27 | 2022-04-30 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-06-15 | 2010-09-30 | Rep | Advising on securities | 2010-04-08 | 2010-09-30 |
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