Cheng, Tau Cheung 鄭導昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2013-02-06 | 2015-12-09 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2020-01-24 | |
| 3 | CHINA EVERBRIGHT RESEARCH LIMITED | RO | Advising on securities | 2017-10-09 | 2018-02-25 |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2018-04-04 | Rep | Advising on securities | 2018-04-04 | 2024-02-23 |
| 5 | CLSA FUTURES LIMITED | Rep | Advising on futures contracts | 2006-02-10 | 2008-05-03 | Rep | Dealing in futures contracts | 2006-09-12 | 2008-05-03 |
| 6 | CLSA LIMITED | Rep | Advising on securities | 2006-09-12 | 2008-05-03 | Rep | Dealing in securities | 2006-09-12 | 2008-05-03 |
| 7 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2006-09-07 | |
| 8 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2015-12-16 | 2016-05-16 | RO | Advising on securities | 2016-05-16 | Rep | Dealing in securities | 2018-04-04 |
| 9 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2011-08-01 | 2012-08-14 |
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