Darby, Sean
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2011-09-12 | 2011-12-08 | RO | Advising on securities | 2011-12-08 | 2023-03-23 | Rep | Advising on securities | 2023-03-23 | 2023-07-03 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2024-02-27 | |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-24 | Rep | Asset management | 2004-11-24 | Rep | Advising on securities | 2011-06-17 | Rep | Advising on futures contracts | 2005-11-30 | 2011-06-17 |
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