Lay, Joao Fernando
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2018-10-04 | 2021-05-26 | RO | Dealing in securities | 2021-05-26 |
| 2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2011-03-21 | 2018-08-01 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-04-20 | 2010-09-22 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-04-20 | 2010-09-22 | Rep | Dealing in futures contracts | 2010-08-20 | 2010-09-22 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-04-20 | 2010-08-20 |
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