Lea, Robert Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2011-07-07 | 2012-08-14 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2014-06-13 | 2014-08-14 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-07-31 | 2011-04-29 | Rep | Dealing in securities | 2009-07-31 | 2011-04-29 |
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