Leung, Yuen Ha (SFC:ACI635) 梁婉霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2014-01-23 | 2015-06-11 |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2005-01-27 | Rep | Advising on securities | 2005-01-27 | Rep | Asset management | 2005-01-27 | Rep | Dealing in securities | 2010-12-25 |
3 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2011-03-10 | 2012-11-14 | Rep | Dealing in securities | 2011-03-10 | 2013-05-29 |
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