Li, Rong (SFC:ARM918) 李嶸
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2015-06-26 | 2022-08-17 | RO | Advising on securities | 2022-08-17 |
2 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2010-11-05 | 2012-09-26 | Rep | Advising on securities | 2010-11-05 | 2014-01-31 |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-08-12 | 2010-10-11 | Rep | Advising on securities | 2010-04-08 | 2010-10-11 |
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