Luo, Yixin 羅藝鑫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FUBON SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2013-04-11 | 2014-09-01 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2010-11-24 | 2011-05-06 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2018-07-06 | |
| 4 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2015-03-10 | 2018-06-08 |
| 5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-09-26 | 2018-06-08 |
| 6 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2011-05-26 | 2012-08-14 |
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