Luo, Yixin 羅藝鑫

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Guosen Securities (HK) Brokerage Company, Limited Rep Advising on securities 2010-11-24 2011-05-06
Jefferies Hong Kong Limited Rep 2011-05-26 2012-08-14
FUBON SECURITIES (HONG KONG) LIMITED Rep 2013-04-11 2014-09-01
ICBC INTERNATIONAL SECURITIES LIMITED Rep 2014-09-26 2018-06-08
ICBC INTERNATIONAL RESEARCH LIMITED Rep 2015-03-10 2018-06-08
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2018-07-06

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