Yang, Nancy Wen 楊海雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-07-28 | 2011-07-15 | Rep | Automated trading services | 2009-11-26 | 2011-07-15 |
2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2003-08-05 | 2005-03-10 |
3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-29 | 2005-03-10 |
4 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2011-07-19 | 2015-02-28 |
5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-03-11 | 2008-06-24 |
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