Yao, Yao (SFC:ALK994) 姚嶢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2004-11-11 | 2010-08-07 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2010-08-16 | 2010-09-30 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-08-16 | 2010-09-30 |
| 4 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2010-11-05 | 2011-11-30 |
| 5 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2010-11-05 | 2011-11-30 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2011-12-14 | 2013-03-06 |
| 7 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2011-12-14 | 2018-05-28 |
| 8 | GF Securities (Hong Kong) Brokerage Limited | RO | Advising on securities | 2013-03-06 | 2018-05-28 |
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