Ho, Shaw Yann 何少燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2007-05-25 | 2011-04-20 | Rep | Asset management | 2007-05-25 | 2011-04-20 | Rep | Dealing in securities | 2007-06-20 | 2011-04-20 |
| 2 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Advising on securities | 2011-08-29 | 2018-05-29 | Rep | Asset management | 2011-08-29 | 2018-05-29 | RO | Advising on securities | 2018-05-29 | 2020-07-06 | RO | Asset management | 2018-05-29 | 2020-07-06 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Dealing in securities | 2011-05-11 | 2013-12-10 | Rep | Advising on futures contracts | 2011-05-11 | 2018-05-29 | Rep | Advising on securities | 2011-05-11 | 2018-05-29 | Rep | Asset management | 2011-05-11 | 2018-05-29 | RO | Advising on futures contracts | 2018-05-29 | RO | Advising on securities | 2018-05-29 | RO | Asset management | 2018-05-29 | RO | Dealing in futures contracts | 2018-05-29 | RO | Dealing in securities | 2018-05-29 |
| 4 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2006-08-31 | 2007-04-29 | Rep | Asset management | 2006-08-31 | 2007-04-29 |
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