Lam, Yvonne Lok Yee 林樂怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA DEMETER SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-20 | 2016-06-20 | Rep | Advising on securities | 2015-07-20 | 2017-06-01 | RO | Asset management | 2016-06-29 | 2017-09-20 | RO | Advising on securities | 2017-06-01 | 2017-09-20 | RO | Dealing in securities | 2017-06-01 | 2017-09-20 |
| 2 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on futures contracts | 2007-08-01 | 2015-02-04 | Rep | Advising on securities | 2007-08-01 | 2015-02-04 | Rep | Asset management | 2007-08-01 | 2015-02-04 | Rep | Dealing in futures contracts | 2007-08-01 | 2015-02-04 | Rep | Dealing in securities | 2007-08-01 | 2015-02-04 |
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