Mann, Chi Sam 文志生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-04-14 | 2007-09-14 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-05-24 | 2007-09-14 | Rep | Automated trading services | 2005-04-14 | 2007-09-14 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-02-02 | 2007-09-14 |
| 4 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2010-05-24 | Rep | Dealing in futures contracts | 2010-05-24 | Rep | Dealing in securities | 2010-05-24 | Rep | Advising on futures contracts | 2010-05-24 | 2016-06-10 | Rep | Advising on securities | 2010-05-24 | 2016-06-10 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2007-10-02 | 2008-11-20 | Rep | Dealing in securities | 2007-10-02 | 2008-11-20 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-10-02 | 2008-11-20 | Rep | Dealing in futures contracts | 2007-10-02 | 2008-11-20 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-10-02 | 2008-11-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy