Mo, Chao Chi 莫兆奇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Eurizon Capital Asia Limited | Rep | Advising on securities | 2021-10-15 | 2022-07-22 | Rep | Dealing in securities | 2021-10-15 | 2022-07-22 | Rep | Asset management | 2021-10-20 | 2022-07-22 | RO | Advising on securities | 2022-07-22 | RO | Asset management | 2022-07-22 | RO | Dealing in securities | 2022-07-22 |
| 2 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2007-09-14 | 2015-09-05 | Rep | Asset management | 2007-09-14 | 2015-09-05 |
| 3 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2004-02-06 | 2014-10-08 | RO | Advising on securities | 2014-10-08 | 2015-09-05 | RO | Asset management | 2014-10-08 | 2015-09-05 | RO | Dealing in securities | 2014-10-08 | 2015-09-05 |
| 4 | Jupiter Asset Management (Asia Pacific) Limited | Rep | Asset management | 2016-08-26 | 2018-05-29 | Rep | Advising on securities | 2016-08-26 | 2018-07-20 | Rep | Dealing in securities | 2016-08-26 | 2018-07-20 | RO | Advising on securities | 2018-07-20 | 2021-07-31 | RO | Dealing in securities | 2018-07-20 | 2021-07-31 |
| 5 | Jupiter Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2021-01-29 | 2021-07-31 |
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