Tan, Fang (SFC:ARI742) 譚方
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2021-03-26 | 2023-01-12 | Rep | Dealing in securities | 2021-03-26 | 2023-01-12 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-03-26 | 2023-01-12 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2009-11-09 | 2012-09-01 | Rep | Asset management | 2009-11-09 | 2012-09-01 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2009-05-21 | 2012-09-01 | Rep | Advising on securities | 2009-11-09 | 2012-09-01 | Rep | Asset management | 2009-11-09 | 2012-09-01 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-08-04 | 2008-11-20 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2008-08-04 | 2008-11-20 |
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