Tang, Wai Nam 鄧偉南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Advisors | Rep | Advising on corporate finance | 2004-10-20 | Rep | Advising on securities | 2004-10-20 | Rep | Asset management | 2007-04-28 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-10-20 | Rep | Advising on securities | 2004-10-20 | Rep | Asset management | 2007-04-28 | Rep | Dealing in securities | 2007-04-28 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2007-07-03 | 2016-05-17 | Rep | Dealing in securities | 2007-07-03 | 2016-05-17 | Rep | Advising on futures contracts | 2007-07-11 | 2016-02-18 | Rep | Advising on securities | 2007-07-11 | 2016-02-18 | Rep | Dealing in futures contracts | 2007-07-11 | 2016-05-17 | RO | Asset management | 2016-05-17 | RO | Dealing in futures contracts | 2016-05-17 | RO | Dealing in securities | 2016-05-17 |
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