Tse, Bonny Sze Man 謝思敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EFG Asset Management (HK) Limited | Rep | Asset management | 2014-05-21 | Rep | Dealing in securities | 2014-05-21 | 2015-08-21 | Rep | Advising on securities | 2014-05-21 | 2019-07-02 | RO | Dealing in securities | 2015-08-21 | RO | Advising on securities | 2019-07-02 |
| 2 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2007-11-28 | 2010-06-30 | Rep | Dealing in securities | 2007-11-28 | 2010-06-30 |
| 3 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2010-07-20 | 2013-06-24 | Rep | Asset management | 2010-07-20 | 2013-06-24 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2010-07-20 | 2013-06-24 | Rep | Asset management | 2010-07-20 | 2013-06-24 | Rep | Dealing in securities | 2010-07-20 | 2013-06-24 |
| 5 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2013-07-30 | 2014-05-10 | Rep | Asset management | 2013-07-30 | 2014-05-10 | Rep | Dealing in securities | 2013-07-30 | 2014-05-10 |
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