Xia, Xiaosui 夏小穗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2010-08-10 | 2020-07-31 | Rep | Asset management | 2010-08-10 | 2020-07-31 |
| 2 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2010-08-10 | 2020-07-31 | Rep | Advising on securities | 2017-04-03 | 2020-07-31 | Rep | Asset management | 2017-04-03 | 2020-07-31 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2008-12-02 | 2010-07-26 | Rep | Advising on securities | 2008-12-02 | 2010-07-26 | Rep | Dealing in futures contracts | 2008-12-02 | 2010-07-26 | Rep | Dealing in securities | 2008-12-02 | 2010-07-26 |
| 4 | VISION FINANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2007-12-27 | 2008-10-31 |
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